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1.
The purpose of this paper is to provide an empirical test of the commercialization route chosen by university scientists funded by the National Cancer Institute (NCI) at the NIH and how their chosen commercialization path is influenced by whether or not the university technology transfer office is involved. In particular, the paper identifies two routes for scientific commercialization. Scientists who select the TTO route by commercializing their research through assigning all patents to their university TTO account for 70% of NCI patenting scientists. Scientists who choose the backdoor route to commercialize their research, in that they do not assign patents to their university TTO, comprise 30% of patenting NCI scientists. The findings show a clear link between the commercialization mode and the commercialization route. Scientists choosing the backdoor route for commercialization, by not assigning patents to their university to commercialize research, tend to rely on the commercialization mode of starting a new firm. By contrast, scientists who select the TTO route by assigning their patents to the university tend to rely on the commercialization mode of licensing.  相似文献   

2.
Martin Meyer   《Research Policy》2006,35(10):1646
This paper explores the relationship between scientific publication and patenting activity. More specifically, it examines for the field of nano-science and nano-technology whether researchers who both publish and patent are more productive and more highly cited than their peers who concentrate on scholarly publication in communicating their research results. This study is based on an analysis of the nano-science publications and nano-technology patents of a small set of European countries. While only a very few nano-scientists appear to hold patents in nano-technology, many nano-inventors seem to be actively publishing nano-science research. Overall, the patenting scientists appear to outperform their solely publishing (non-inventing) peers in terms of publication counts and citation frequency. However, a closer examination of the highly active and highly cited nano-authors points to a slightly different situation. While still over-represented among the highly cited authors, inventor-authors appear not to be among the most highly cited authors in that category, with a single notable exception. One policy implication is that, generally speaking, patenting activity does not appear to have an adverse impact on the publication and citation performance of researchers.  相似文献   

3.
纳米科学与技术之间的联系:基于学术型发明人的分析   总被引:3,自引:1,他引:2  
本文聚焦于从事纳米研究的学术型发明人,即大学中同时具有国际期刊论文作者和专利发明人双重身份的研究人员(author-inventor),他们是联结纳米科学与纳米技术的纽带.通过比较学术型发明人和非学术型发明人的论文数量、被引频次和H指数,本文发现学术型发明人的研究绩效显著高于纯学术研究者,并且在高产作者和高影响力作者行列中占有更高的比例.本文使用负二项回归模型分析了专利活动对于学术型发明人研究绩效的作用,发现专利数量对于论文数量呈正向作用,但对论文质量有副作用.最后,本文给出了相关政策建议.  相似文献   

4.
Martin Meyer 《Research Policy》2006,35(10):1646-1662
This paper explores the relationship between scientific publication and patenting activity. More specifically, it examines for the field of nano-science and nano-technology whether researchers who both publish and patent are more productive and more highly cited than their peers who concentrate on scholarly publication in communicating their research results. This study is based on an analysis of the nano-science publications and nano-technology patents of a small set of European countries. While only a very few nano-scientists appear to hold patents in nano-technology, many nano-inventors seem to be actively publishing nano-science research. Overall, the patenting scientists appear to outperform their solely publishing (non-inventing) peers in terms of publication counts and citation frequency. However, a closer examination of the highly active and highly cited nano-authors points to a slightly different situation. While still over-represented among the highly cited authors, inventor-authors appear not to be among the most highly cited authors in that category, with a single notable exception. One policy implication is that, generally speaking, patenting activity does not appear to have an adverse impact on the publication and citation performance of researchers.  相似文献   

5.
This paper investigates the relationship between patenting and publication of research results by university faculty members. Our study adds to the limited evidence on this topic with an empirical investigation based on a panel data set for a broad sample of university researchers. Results suggest that publication and patenting are complementary, not substitute, activities for faculty members. This is not consistent with recent concerns regarding deleterious effects of patenting on the research output of faculty members. Average citations to publications, however, appear to decline for repeat patenters, suggesting either a decrease in quality or restrictions on use associated in patent protection.  相似文献   

6.
This paper surveys the existing fragmentary data on the growth of university-owned patents and university-invented patents in Europe. We find evidence that university patenting is growing, but this phenomenon remains heterogeneous across countries and disciplines. We found some evidence that university licensing is not profitable for most universities, although some do succeed in attracting substantial additional revenues. This might be due to the fact that patents and publications tend to go hand in hand. In a dynamic setting however, we fear that the increase in university patenting exacerbates differences across universities in terms of financial resources and research outcome.  相似文献   

7.
The Bayh-Dole Act and scientist entrepreneurship   总被引:1,自引:0,他引:1  
Much of the literature examining the impact of the Bayh-Dole Act has been based on the impact on patenting and licensing activities emanating from offices of technology transfer. Studies based on data generated by offices of technology transfer, suggest a paucity of entrepreneurial activity from university scientists in the form on new startups. There are, however, compelling reasons to suspect that the TTO generated data may not measure all, or even most of scientist entrepreneurship. Rather than relying on measures of scientist entrepreneurship reported by the TTO and compiled by AUTM, this study instead develops alternative measures based on the commercialization activities reported by scientists. In particular, the purpose of this paper is to provide a measure of scientist entrepreneurship and identify which factors are conducive to scientist entrepreneurship and which factors inhibit scientist entrepreneurship. This enables us to compare how scientist entrepreneurship differs from that which has been established in the literature for the more general population. We do this by developing a new database measuring the propensity of scientists funded by grants from the National Cancer Institute (NCI) to commercialize their research as well as the mode of commercialization. We then subject this new university scientist-based data set to empirical scrutiny to ascertain which factors influence both the propensity for scientists to become an entrepreneur. The results suggest that scientist entrepreneurship may be considerably more robust than has generally been indicated in studies based on TTO data.  相似文献   

8.
The concept of regional technology spill-overs created by university research is one of the most enduring theories within the economic geography and innovation management fields. This article introduces an alternative perspective on academic commercialization, arguing that the quality of a university's regional environment can significantly impact a university's success in commercializing science. Recent research on university technology transfer stresses the importance of personal contacts between academic and industry scientists in driving commercialization. The social structure of the regional economy in which a university is embedded will strongly influence the density of contacts linking university scientists with individuals in industry, and through doing so, impact the density of networks through which university knowledge can be commercialized. Social network analysis is used to examine the quality of social ties linking industry and university scientists within the San Francisco and Los Angeles California biotechnology industries over the 1980–2005 period. Results support the theory that the existence of strong social networks linking inventors heightens university commercialization output. Despite similar university research endowments, universities in San Francisco have dramatically commercialization outputs than San Francisco, which is correlated with the existence of cohesive inventor networks linking industry and university scientists in this region, but not Los Angeles. Moreover, longitudinal analysis shows that the commercialization output of San Francisco universities increased substantially starting in the early 1990s, the time period in which cohesive inventor networks emerged in the region.  相似文献   

9.
This article develops a general framework to describe the changes in university IPR regulations in Europe and their effects on the patenting activities of universities and on knowledge transfer processes. Understanding the effects of changes in IPR regulations on academic patenting is a complex issue, and parallels with the US case can be misleading. First, despite the general trend towards institutional ownership, university IPR regulations in Europe remain extremely differentiated and there is no one-to-one mapping to the US system. Second, it is difficult to disentangle the quantitative and qualitative effects of changes in IPR ownership regulations on academic patenting activities from the effects of concurrent transformations in the institutional, cultural and organizational landscape surrounding academic knowledge transfer. The article proposes a review and typological classification of national university IPR ownership systems on the basis of their development since 2000, and uses it to analyze the aggregate dynamics of academic patent ownership in several European countries. The analysis of patterns of ownership of academic patents shows that there has been a general increase in university patenting since 1990, with a significant slowdown (and even reduction in some countries) after early 2000s accompanied by a switch in academic patents ownership in favor of university ownership though preserving the European specificity of high company ownership of academic invented patents.  相似文献   

10.
This paper uses patent citation data to analyze the quality of university technology across European regions. The empirical analysis draws on a panel dataset of 4580 European university-owned patents classified by 202 European regions over the period 1998-2004. The methodology involves a multilevel framework to identify the effects of factors at three hierarchical levels (individual, university, and regional) on the quality of university patenting. The results suggest that regional factors, such as the level of development, industrial potential, and regional higher education R&D expenditure, do not play any significant role in determining the quality of European university patents. We instead find that the factors affecting patent quality stem from their specific characteristics. We also find that university size does not explain the quality of patents. However, there is significant unobserved heterogeneity at the university level in all models, suggesting that differences in other university characteristics explain a substantial part of the variance in patent quality.  相似文献   

11.
Based on new data, this paper studies the invention disclosure, licensing, and spin-off activities of Max Planck Institute directors over the time period 1985-2004, analyzing their effects on the scientists’ subsequent publication and citation records. Consistent with prior findings, inventing does not adversely affect research output. Mixed results are obtained with regard to commercialization activities. The analysis suggests qualifications to earlier explanations of positive relationships between inventing and publishing.  相似文献   

12.
The paper analyses scientific research production at the laboratory level. The evidence on which the study is based describes precisely the research activity over the period 1993-2000 of more than eighty labs belonging to Louis Pasteur University, a large and well-ranked European research university. The research organization of the labs is analysed by focusing on the characteristics of the research personnel in relation with the scores in two outcomes that are publications and patents. The paper proposes a five-classes typology of laboratories that highlights different styles of research organization and productivity at the laboratory level. It also studies the determinants of the publication performances of labs. We show how appropriate combinations of inputs in academic labs may be strongly associated to high publication performances. We find that combining full-time researchers and university professors in labs tend to preserve incentives. Highly publishing labs also patent. The size of the labs, the individual promotions, and the role of non-permanent researchers and of non-researchers are also underlined.  相似文献   

13.
Much past research on commercialization activities by university scientists and engineers has focused on the role of resources in the extra-organizational commercialization environment, such as the availability of venture capital funding. By contrast, our theoretical and empirical interest was in intra-organizational dynamics impacting the context in which scientists and engineers work. Drawing upon organizational psychology literature on the construct of organizational climate, we posited that researchers working in an intra-organizational climate that supports commercialization and encourages intra-organizational boundary-spanning will be more likely to produce invention disclosures and patents. Our data from 218 respondents at 21 engineering research centers was both multi-method (i.e., qualitative data from interviews, longitudinal archival data, and survey data) and multi-level. Our results showed that an organizational climate characterized by support for commercialization predicted invention disclosures one year later and an organizational climate characterized by boundary-spanning predicted patent awards two years later.  相似文献   

14.
Academic inventors as brokers   总被引:4,自引:0,他引:4  
Academic inventors are university scientists who appear as designated inventors of patents owned either by business companies, academic institutions or individuals. We analyse their relationships with co-inventors, who may be either academic colleagues, students, or, very often, industrial researchers. Gould and Fernandez's (1989) taxonomy of ‘brokerage’ roles is adjusted to patent data, and complemented with information drawn from both academic inventors’ publications and replies to a short questionnaire. Only very few academic inventors are found to hold brokerage positions. Such inventors have a large number of patents, a strong publication record and a higher-than-average share of patents held by companies, rather than universities. Relationships of academic inventors with co-inventors from industry are weaker and less likely to be maintained than those with co-inventors from academia. Academic inventors in gatekeeping positions (between university and industry) maintain the strongest ties with all types of co-inventors.  相似文献   

15.
In this paper, we analyze the motives and barriers of researchers to engage in standardization in comparison with publishing and patenting. We conduct a survey on 129 researchers at the Federal Institute for Materials Research and Testing, one of Germany’s largest federal research institutes. The resultant dataset enables us to study not only the researchers’ motives and barriers but also the effect of those motives and barriers on the extent to which the respective activities are undertaken. We find that publishing constitutes a baseline activity. By contrast, patenting is driven by commercialization motives, and standardization is mainly fostered by intrinsic motivation. With respect to the barriers, we find that they are mostly inherent to the activity itself or the system in which it is performed. Finally, we discuss several options to develop a more integrative incentive system to exploit the possible synergies between standardization and publishing and patenting.  相似文献   

16.
This paper contributes to the ongoing debate on the impact of academic patenting on publishing and knowledge transfer. Drawing upon two separate surveys of academics, and their CV information, we provide empirical evidence for UK academics in engineering and physical sciences. The contribution of this paper is two-fold. First, our findings show that (the intensity of) academic patenting complements publishing up to a certain level of patenting output, after which we find evidence of a substitution effect. We also find weak evidence of important differences across scientific fields with the more basic-oriented fields showing indications of a crowding-out effect. Second, our analysis of the potential impact of patenting on knowledge transfer shows a positive correlation between the stock of patents and engagement in knowledge transfer channels. However, we find that a substitution effect sets in, indicating an inverted U-shaped relationship between patenting and several knowledge transfer channels.  相似文献   

17.
Like the US before it, Japan has adopted a series of policy initiatives designed to encourage the commercialization of academic science. However, such initiatives may also adversely affect “open-science”. Based on matched surveys of almost 1000 researchers in Japan and over 800 in the US, the paper examines rates of commercial activity, reasons to patent, and secrecy related to research results. In particular, it examines the extent to which participation in commercial activity is associated with publication secrecy. The results show that patenting rates are higher in Japan, while industry funding is more common in the US. In addition, the overall level of publication secrecy is greater in Japan. And, in both countries, individuals who are commercially active are less likely to share their research results through publication. But, patents are less directly linked to commercial activity in Japan than in the US, and have less impact on academic secrecy. The results suggest that academic entrepreneurship is associated with reduced participation in open science, but that the extent of adverse effects depends significantly on institutional context.  相似文献   

18.
Scientific breakthroughs coming from universities can contribute to the emergence of new industries, such as in the case of biotechnology. Obviously, not all research conducted in universities leads to a radical change from existing technological trajectories. Patents and patent dynamics have long been recognized as critical in understanding the emergence of new technologies and industries. Specifically, patent citations provide insight into the originality of a discovery that has received patent protection. Yet while a large body of literature addresses the impact of patent originality on various firm performance measures, we address the question of what conditions drive patent originality in the process of knowledge creation within the university. Using data on patented cancer research, we examine how research context – as reflected by the funding source for each scientist – is associated with patent originality. We find that when university scientists are partly funded by their own university, they have a higher propensity to generate more original patents. By contrast, university scientists funded either by industry or other non-university organizations have a lower propensity to generate more original patents. The significance of our findings in the cancer research setting call for further research on this question in other research fields.  相似文献   

19.
This paper focuses on Italian universities’ patenting activities between 1965 and 2002 and on the way they were affected by internal IPR regulations, set as part of broader responses to the increased level of autonomy granted to universities during the 1990s. Our analyses are based on a unique dataset including detailed information on all patents filed by Italian universities and university-level characteristics. Results show that: (1) in the last 10 years, the number of Italian university patents rose substantially; (2) patenting activities almost tripled in universities with an internal IPR regulation, after controlling for several universities’ characteristics, previous patenting activity and time trends; (3) each time a university creates its own patent regulation, there is a 9% increase in the likelihood that universities without any internal patent regulation will adopt one. Implications for university technology transfer policies are discussed.  相似文献   

20.
当前我国高校科研人员的专利行为快速增长,如何有效平衡学术研究的公共属性和专利行为的私权属性是高校面临的重要问题。以2008-2017年112所“211”高校及省部级共建高校多专业科研人员的专利行为和学术影响力相关数据构建研究数据库,综合运用负二项回归和二元Logistics回归,实证分析高校科研人员专利行为在“申请-授权”和“授权-交易”两阶段特征对其学术影响力的影响效应。研究表明:高校科研人员的专利申请数量与学术影响力之间存在显著的倒U型关系,随着专利申请数的增加,学术影响力受到的正向影响会增加,当专利申请数达到年均35项左右时,出现负向影响;当高校科研人员采用独占许可进行专利交易时,学术影响力会受到显著的抑制效应。为我国高校专利的全过程管理和相关政策制定提供了参考依据。  相似文献   

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