| 内幕交易的规制机制 |
| |
| 引用本文： | 包姝妹.内幕交易的规制机制[J].内蒙古师范大学学报(哲学社会科学版),2005,34(3):69-72. |
| |
| 作者姓名： | 包姝妹 |
| |
| 作者单位： | 中国民航学院人文学院 天津300300 |
| |
| 摘 要： | 证券内幕交易作为一种违法行为,是指内幕交易人员利用其知悉的内幕信息与不知情的一般投资者进行交易,以牟取利益或避免损失。它违背了证券市场奉行的公开、公平、公正原则,破坏了证券市场的正常交易秩序,损害了公众投资者的正当利益,因此,应当成为法律规制的对象。笔者从立法角度分析了规制内幕交易的必要性,提出内幕交易的规制机制应包括事前的预防机制和事后的制裁机制,并对其中的具体制度进行了分析。
|
| 关 键 词： | 内幕交易 规制机制 事前机制 事后机制 |
PUNISHMENT MECHANISM OF INSIDE TRANSACTION |
| |
| BAO Shumei.PUNISHMENT MECHANISM OF INSIDE TRANSACTION[J].Journal of Inner Mongolia Normal University (Philosophy & Social Science),2005,34(3):69-72. |
| |
| Authors: | BAO Shumei |
| |
| Abstract: | Stock inside transaction, an unlawful practice, refers to the inside transaction personnel, who take advantage of their knowing the inside information, transact with the average investors for the purpose of seeking exorbitant profits or avoiding heavy losses, which goes against the principle of openness, fairness and justness, violates the normal transaction of stock market, damages the just rights and interests of the public investors, and which therefore should be the object to be punished by law. The author analyses from the angle of the legislation necessity for the punishment of inside transaction and comes up with the punishment mechanism of inside transaction, including precautionary mechansim before the event and the punishment mechanism after the event, and makes an analysis of the concrete system. |
| |
| Keywords: | inside transaction punishment mechanism mechanism before the event mechanism after the event |
| 本文献已被 CNKI 维普 万方数据 等数据库收录！ |
|
