| 证券发行审核制度的比较分析 |
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| 引用本文： | 郝素珍.证券发行审核制度的比较分析[J].江苏经贸职业技术学院学报,2008(4). |
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| 作者姓名： | 郝素珍 |
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| 作者单位： | 江苏经贸职业技术学院,应用外语系,江苏,南京,211168 |
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| 摘 要： | 证券发行审核制度是国家证券监督管理部门对发行人利用证券向社会公开募集资金的有关申报资料进行审查的制度,其目的在于防止不良证券进入市场,保护投资者利益。证券发行审核制度分为核准制和注册制,本文拟讨论这两种制度,并在此基础上进行比较分析。
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| 关 键 词： | 核准制 注册制 审批制 |
A Comparative Analysis of the Audit System of Securities Issue |
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| Authors: | HAO Su-zhen |
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| Abstract: | Audit system of securities issue means that the State Securities Regulatory sector gives the review of the related material for disclosure of information which issuers of securities use to raise funds to the public in order to prevent non-performing securities market and protect the interests of investors.Audit system of securities issue can be divided into Approval System and Registration System,and this paper will discuss the two systems and also give a further comparative analysis of the two. |
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| Keywords: | registration system approval system audit system |
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