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大学重点资助政策与博士培养扩张: 基于德国“卓越计划”的实证分析
引用本文:王世岳,宗晓华.大学重点资助政策与博士培养扩张: 基于德国“卓越计划”的实证分析[J].复旦教育论坛,2021,19(3):98-105.
作者姓名:王世岳  宗晓华
作者单位:南京大学 教育研究院
基金项目:江苏省社科基金青年项目“江苏‘双一流’建设大学科研绩效评价与拨款机制研究”(17JYC002)
摘    要:德国版的大学重点资助政策“卓越计划”提高了受资助机构的科研资金收入,这些资金主要被卓越大学用于科研人员支出,博士候选人成为其中最大的受益群体。证据表明,受到“卓越计划”资助的德国卓越大学扩大了博士候选人的培养规模,科研发表产出继而提升。德国高等教育领域历来视博士候选人为“科学继承者”,给予博士候选人正式的科研人员地位,在绩效导向和周期特性的大学重点资助政策背景下,体现出了更高的科研效率。

关 键 词:德国大学  博士培养  “卓越计划”  科研绩效

Key University Funding Policy and Doctoral Training Expansion: An Empirical Analysis Based on the Exzellenzinitiative Project in Germany
WANG Shiyue,ZONG Xiaohua.Key University Funding Policy and Doctoral Training Expansion: An Empirical Analysis Based on the Exzellenzinitiative Project in Germany[J].Fudan Education Forum,2021,19(3):98-105.
Authors:WANG Shiyue  ZONG Xiaohua
Institution:Institute of Education, Nanjing University
Abstract:The Exzellenzinitiative Project, known as the German Key University Funding Policies, has increased the income of research funds of funded institutions. These funds are mainly used by universities for scientific researchers, and doctoral candidates have become the largest beneficiary group. Evidences show that German excellent universities funded by the Zukunftskonzept(the future concept) Project have expanded the training scale of doctoral candidates, and the output of scientific research publications have then increased. Traditionally, doctoral candidates are regarded as "scientific successors" in German higher education, which gives them the status of formal researchers. The above-mentioned pattern reflects higher scientific research efficiency under the background of performance-oriented systems and cyclical key university funding policies.
Keywords:German universities  doctoral training  Exzellenzinitiative Project  scientific research performance
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