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基于DEA的我国资源型企业科技创新绩效评价研究
引用本文:柴玮,申万,毛亚林.基于DEA的我国资源型企业科技创新绩效评价研究[J].科研管理,2015,36(10):28-34.
作者姓名:柴玮  申万  毛亚林
作者单位: 神华科学技术研究院有限责任公司, 北京 102211
摘    要:企业是科技创新的主体,近年来我国企业研发项目数、投入的人力和经费均大幅攀升,显示出我国企业对于科技创新的高度重视,将更多的资源投入到研发活动中,通过提升科技创新能力实现企业的升级和发展。本文采用DEA数据包络分析方法,对我国六家资源型企业科技创新绩效进行评价,以研发投入、人力资源投入和下设研究机构数量作为科技投入指标,以SCI论文数、授权发明专利数、申请专利数以及所获国家级科技成果获奖数作为科技产出指标,分别计算基于投入和产出的技术效率,并通过投影分析,为企业改进绩效、优化资源配置和提升研发效率提供了建议。

关 键 词:科技创新  绩效评价  数据包络分析  资源型企业  资源型企业
收稿时间:2014-03-31

Innovation performance evaluation of China' s resource enterprise based on DEA
Chai Wei,Shen Wan,Mao Yalin.Innovation performance evaluation of China' s resource enterprise based on DEA[J].Science Research Management,2015,36(10):28-34.
Authors:Chai Wei  Shen Wan  Mao Yalin
Institution:Shenhua Science and Technology Research Institute CO., LTD., Beijing 102211, China
Abstract:Enterprise is the main body of technological innovation. In recent years, the rapid growth of R&D projects, investment in human and financial resources shows that Chinese enterprises attach great importance to scientific and technological innovation. To put more resources into R&D activities, Chinese enterprises are seeking upgrading and sustainable development by technology innovation. The data envelopment analysis(DEA) was used in this paper on innovation performance evaluation of six China's resource-based enterprises. The R&D investment, human resource inputs and the number of research institutions are used as input indicators, and the number of SCI papers, authorized patent, the new patent and national scientific and technological awards are set as output indicators. By calculating technical efficiency based on the input and output respectively, as well as projection analysis, recommendations will be stated to improve innovation performance, optimize their resource allocation and to promote the R&D efficiency.
Keywords:innovation  performance evaluation  data envelopment analysis  resource-based enterprise
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