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技术标准规制、出口二元边际与企业技术创新
引用本文:张肇中,王磊.技术标准规制、出口二元边际与企业技术创新[J].科学学研究,2020,38(1):180-192.
作者姓名:张肇中  王磊
作者单位:1. 浙江财经大学;2. ;
基金项目:国家自然科学基金;浙江省自然科学基金
摘    要:由典型的技术标准规制——进口国食品安全标准出发,在匹配和整合了工业企业数据、海关数据和专利数据等微观数据库的基础上,通过实证检验发现进口国技术标准在出口当年确实通过提高贸易成本抑制了企业出口二元边际。在此基础上进一步验证进口国技术标准引致企业技术创新的效应,这导致在未来数年中进口国标准对企业出口增长形成推注作用。这种引致技术创新效应存在明显的行业差异,主要体现在食品生产加工行业当中。研究结论表明:进口国技术标准并非只是单纯出于地方保护主义的非关税壁垒,且对于技术上相对劣势的出口国具有促进技术创新的积极效应。

关 键 词:技术标准  集约边际  扩展边际  技术创新
收稿时间:2019-01-09

Regulation of technical standards,export dual margins and firms’ innovation
Abstract:By matching and integrating data from micro-databases, such as the industrial firms’ data, customs data, and patent data, this paper performs an empirical test, which shows that the technical standards of the importing countries in the current year inhibit the dual margins of the firms’ exports by increasing the cost of trade. Based on this, we further validate that the technical standards of the importing countries lead to the firms’ innovation, resulting in a promotion effect from these standards on the firms’ future export growth. Obviously, this type of induction effect on technological innovation varies by industry and mainly exists in the food production and processing industry. We note that the food safety standards of the importing countries are not simply non-tariff barriers for local protectionism but also have a positive effect of promoting innovation in exporting countries that have technological disadvantages.
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