| 从基础科学到重大技术创新：基于合法性视角 |
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| 引用本文： | 程鹏,柳卸林,李洋,汪潇.从基础科学到重大技术创新：基于合法性视角[J].科学学研究,2018,36(3):401-409. |
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| 作者姓名： | 程鹏 柳卸林 李洋 汪潇 |
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| 作者单位： | 1. 北京林业大学
2. 中国科学院大学
3. 北京林业大学经济管理学院
4. 西交利物浦大学 |
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| 摘 要： | 学者们日益关注如何通过支持科学研究，在性能和效率上超越对手，实现产业核心技术的突破，以促进科学转化为创新。然而，对如何使科学研究获得合法性以及究竟使其获得何种类型的合法性却鲜有探究。为此，本文通过中国科学技术大学量子系统的相干控制技术纵向案例研究，以合法性形成过程的阶段特征和来源类型为研究主线，分析了MIIT互动的行为、结果及其相互关系。研究发现：（1）合法性过程中MIIT互动模式随主体行为角色、动机和方式转变而演化；互动模式的演化发展提升了科学与技术研究能力；MIIT的互动直接形成认知合法性，进而通过促进科学与技术研究成果的显现和能力成长来形成规范合法性和规制合法性。（2）合法性是一个连续变量，不同阶段合法性有在程度上积累增加，范围上逐渐扩大的趋势。本文的主要贡献在于解析了从科学到创新合法性形成与演化的微观机制，揭示了合法性作为一个连续变量的演化特征，具有重要的理论指导和实践启示意义。
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| 关 键 词： | 合法性 多主体协同 科学与技术研究绩效 科学与创新 |
| 收稿时间： | 2017-05-03 |
From basic science to major technological innovation: A scope of legitimacy |
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| Abstract: | There are increasingly more studies about how to overpass rivals on quality and efficiency, make breakthrough in key industrial technology, and boost the conversion from science to innovation, by supporting the research of basic science. However, there are few studies about how to make scientific research acquire legitimacy and specifically what kind of legitimacy. Longitudinally focusing on the quantum technology according to the stage characteristics of legitimacy formation and the legitimacy bases, this study analyzed the relationships among money, institution, industry, and talent (MIIT), as well as their interactions and consequences. This study has two findings: (1) In the process of legalization, the interaction mode of MIIT alters with the change of subjects’ role, motive, and behavior pattern; the evolution of the interaction mode enhances the research capability of science and technology; the interactions of MIIT directly lead to cognitive legitimacy, and the interactions helps to develop norm legitimacy and regulation legitimacy by boosting the research capability and outcome. (2) Legitimacy is a continuous variable, and there is a tendency that its extent and scope increase along the process of legalization. The main contribution of this study relies on the analysis of the micro mechanism of legitimacy formation and evolution, and the finding of legitimacy’s evolution pattern. |
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