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Delineating policy mixes: Contrasting top-down and bottom-up approaches to the case of energy-storage policy in California
Institution:1. Department of Management, Technology and Economics, ETH Zurich, Switzerland;2. Belfer Center for Science and International Affairs, John F. Kennedy School of Government, Harvard University, USA;3. Department of Humanities, Social and Political Sciences, ETH Zurich, Switzerland;4. Precourt Energy Efficiency Center, Stanford University, USA;1. Fraunhofer Institute for Systems and Innovation Research ISI, Breslauer Str. 48, 76131 Karlsruhe, Germany;2. Utrecht University, Heidelberglaan 2, 3584 CS Utrecht, The Netherlands;3. SPRU, Science and Technology Policy Research, Jubilee Building, University of Sussex, Brighton BN1 9SL, UK
Abstract:In the light of pressing societal challenges such as climate change and resource scarcity, scholars are increasingly interested in studying policy mixes in the context of sustainability transitions. However, despite numerous conceptual advances and empirical insights, researchers still lack universal criteria or accepted heuristics for delineating policy mixes in these complex policy spaces. We address this gap by conducting an extensive review of the literature, synthesizing best practices, and developing an analytical framework that provides researchers with two archetypical methodological approaches. The top-down approach builds on the idea that the elements of a policy mix originate from an overarching strategic intent. By contrast, the bottom-up approach starts from the definition of a focal impact domain that is affected by a range of policy instruments. For each approach, we outline a systematic analytical procedure, then implement it to scrutinize how policy affects the emerging technological domain of energy storage in California. We find that each approach has particular advantages that render it useful for certain policy mix analyses. Discussing how researchers may choose between the two approaches or leverage their complementarities, we seek to provide the basis for a consistent research program building on the policy mix framework.
Keywords:Policy mix  Sustainability transitions  Technological change  Innovation  Actor networks
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