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Working Paper推进学术研究作用的实证研究——以金融经济领域为例
引用本文:石晓军,张长彬,张小羽.Working Paper推进学术研究作用的实证研究——以金融经济领域为例[J].中国软科学,2008(9).
作者姓名:石晓军  张长彬  张小羽
作者单位:北京航空航天大学,经济管理学院,北京,100191
基金项目:北京航空航天大学研究生教育与发展研究专项基金
摘    要:Working Paper(WP)是一类特殊的参考文献,它通常不是正式出版的论文,但常常又是最新学术思想和方法的载体,它对学术研究的推进作用是一个值得探讨的问题.本文以现代金融经济领域为研究对象,采用文献计量的方法对这个问题进行了实证研究.采用的样本为JFE杂志1998年1月至2007年10月刊登的559篇论文.设计了6个指标对WP的学术促进作用进行了统计分析.建立了三个经济计量模型分析了互联网等电子手段带来的文献传播速度加快是否促进了WP文献的学术影响.关键结论有:在现代金融经济研究领域,WP在全部参考文献的占比大约为1/10,时间影响长度大约为3.5年,互联网等手段促进了WP的使用,但没有带来增长速度的剧烈提高.

关 键 词:金融经济学  学术研究

Empirical Study on Working Paper's Impacts on Academic Research:Evidences from Financial Economics Field
SHI Xiao-jun,ZHANG Chang-bin,ZHANG Xiao-yu.Empirical Study on Working Paper's Impacts on Academic Research:Evidences from Financial Economics Field[J].China Soft Science,2008(9).
Authors:SHI Xiao-jun  ZHANG Chang-bin  ZHANG Xiao-yu
Abstract:As a special type of references,although not yet formerly published,Working Paper(WP) acts as an important carrier of the most recent academic ideas,methodologies and progresses.It is quite an interesting question to ask how WP impacts on academic research which remains an unexplored problem.This paper is a first attack on this problem using data from financial economics field based on literature scienometric method.The sample is consisted of 559 papers published on the Journal of Financial Economics(JFE) during January 1998 through October 2007.We designed 6 indices to statistically investigate WP's promotional role on academic research.Using three econometric models,we try to answer whether WP's facilitating academic research is boosted as for more and more prevailing applications of internet.Key conclusions we reach include(1) statistics reveal that WP consists average 10% of all references in financial economic papers;(2) the average impacting duration of WP is about 3.5 years;and(3) prevalence of internet facilitates WP usage in academic circle,but it does not lead to dramatic growth in WP usage.
Keywords:Working Paper
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