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科研论文颠覆性指数的改进及其影响因素研究
引用本文:刘小慧,沈哲思,廖宇,杨立英.科研论文颠覆性指数的改进及其影响因素研究[J].图书情报工作,2021,64(24):84-91.
作者姓名:刘小慧  沈哲思  廖宇  杨立英
作者单位:1. 中国科学院文献情报中心 北京 100190; 2. 中国科学院大学经济与管理学院图书情报与档案管理系 北京 100049
基金项目:本文系国家自然科学基金项目"基于知识网络的创新性度量研究"(项目编号:71974017)研究成果之一,受"中国科学院文献情报中心成立七十周年主题论坛与纪念文集出版"项目资助出版。
摘    要:目的/意义] 解决颠覆性指数在数学性质上存在的不一致性问题,并探讨颠覆性指数在应用中的影响因素。方法/过程] 首先指出颠覆性指数D的不一致性表现,然后对其改进得到相对性颠覆性指数Rela_DZ和绝对性颠覆性指数DZ;最后从引文时间窗、学科差异和文献类型3个角度,分析影响颠覆性指数差异的因素。结果/结论] Rela_DZ算法解决了D关于NR非单调的问题,DZ算法解决了D关于NF、NB不严格单调的问题,从而避免了不一致性;将颠覆性指数的相对性与绝对性两个算法结合,在应用中将更加合理。此外,颠覆性指数Rela_DZ和DZ受引文时间窗、学科和文献类型的影响,因此,在应用时应进行必要的处理。

关 键 词:颠覆性指数  创新性  不一致性  科研评价  引文分析  
收稿时间:2020-09-03

The Research about the Improved Disruption Index and Its Influencing Factors
Liu Xiaohui,Shen Zhesi,Liao Yu,Yang Liying.The Research about the Improved Disruption Index and Its Influencing Factors[J].Library and Information Service,2021,64(24):84-91.
Authors:Liu Xiaohui  Shen Zhesi  Liao Yu  Yang Liying
Institution:1. National Science Library, Chinese Academy of Sciences, Bejing 100190; 2. Department of Library, Information and Archives Management, School of Economics and Management, University of Chinese Academy of Sciences, Beijing 100190
Abstract:Purpose/significance] To solve the inconsistency of disruption index D, and investigate the affecting factors of disruption index in specific applications.Method/process] This paper pointed out the inconsistency problem of disruption index D, and then proposed Rela_DZ and DZ as alternatives to solve the inconsistency problem of D. Finally, the factors affecting Rela_DZ and DZ were studied from the perspective of citation time window, discipline difference and document types.Result/conclusion] Rela_DZ avoids the inconsistency problem by solving the non-monotonic problem of D with respect to NR. DZ overcomes the non-strict monotonic problem of D with respect to NF and NB. Taking into account the relative and absolute disruption index will result in more reasonable results. In addition, Rela_DZ and DZ are influenced by citation time window, disciplines and document types. Necessary processing steps are needed when applying the disruption index.
Keywords:disruption index  creativity  inconsistency  scientific evaluation  citation analysis  
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