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1.
Matthew Rafferty 《Research Policy》2008,37(1):29-40
This paper examines the relationship between university research and development (R&D) activities and the Bayh-Dole Act. This act made it much easier for universities to obtain patents from research funded by the federal government and may have provided universities with an incentive to alter their R&D activities. The Act may provide an incentive to reduce basic research (which does not generate licensing fees) and increase applied research (which does generate patents and licensing fees). In addition, industry might be more willing to fund university R&D projects since the results would now be easier to patent. This paper differs from the existing literature which uses patent data (a measure of research output) by using research and development data (a measure of inventive input) to examine the effect of the Act. 相似文献
2.
高校科研人员专利行为对学术影响力的实证研究 《科学学研究》2021,39(9):1621-1631
当前我国高校科研人员的专利行为快速增长,如何有效平衡学术研究的公共属性和专利行为的私权属性是高校面临的重要问题。以2008-2017年112所“211”高校及省部级共建高校多专业科研人员的专利行为和学术影响力相关数据构建研究数据库,综合运用负二项回归和二元Logistics回归,实证分析高校科研人员专利行为在“申请-授权”和“授权-交易”两阶段特征对其学术影响力的影响效应。研究表明：高校科研人员的专利申请数量与学术影响力之间存在显著的倒U型关系,随着专利申请数的增加,学术影响力受到的正向影响会增加,当专利申请数达到年均35项左右时,出现负向影响;当高校科研人员采用独占许可进行专利交易时,学术影响力会受到显著的抑制效应。为我国高校专利的全过程管理和相关政策制定提供了参考依据。 相似文献
3.
Despite the economic significance of patented university research, it is difficult to measure the economic value of academic patented inventions and observe the extent to which universities are able to capture such value through patent licensing. Moving beyond assessing commercialization performance by simple statistics, we propose a new approach to benchmarking university patents and commercialization performance based on comparative corporate patent value. Our procedure involves matching university patents to patents with similar patent characteristics granted to public corporations, then estimating the “potential value” of these university patents by stock market reactions to grants of the matched corporate patents. These estimated values of university patents can significantly explain the technology-level income from licensing by a leading US research university and the annual licensing income of the member universities of the Association of University Technology Managers’ (AUTM). We find that AUTM universities realize an average of 16% of the estimated value of matched corporate patents. We also investigate correlates of university‐level potential patent value and suggest avenues for future research. 相似文献
4.
《Research Policy》2022,51(5):104496
The study examines the role of a patent filed by government scientists in regard to the dissemination of scientific discoveries in government laboratories. While a patent filed by government scientists decreases the rate of follow-on patents in a technological area that overlaps with the areas of the focal patent, it increases the rate of follow-on patents in non-overlapping technological areas. The increase in follow-on inventions is attributed to risk-taking inventions, that is, inventions involve a high chance of resulting in either impactful or failure patents, rather than incremental inventions. It is also characterized by inventions with a high level of originality. Inventors in distant locations in terms of geographical and technological proximity are most affected by the patents filed by government scientists. The patent effect is pronounced when the government scientists involved in the focal discovery have fewer social connections and when the scientific field is less familiar in the industry. These findings are consistent with the idea that patenting by government scientists helps facilitate the dissemination of technological information or potential of scientific discoveries in government laboratories. Policy and managerial implications are also discussed. 相似文献
5.
Sebastian Hoenen Christos Kolympiris Wilfred Schoenmakers Nicholas Kalaitzandonakes 《Research Policy》2014
A long stream of research has documented the positive effects that patents bring about to emerging firms in high technology industries. The general consensus is that patents contribute to firm growth because they confer monopolistic market rights, offer protection from competitors, increase the negotiating position of patent holders and other benefits. What has received relatively less attention in the literature is whether patents act as a signal that attracts investors such as venture capital firms. The handful of studies that have addressed that question has not analyzed whether the signaling function of patents decreases after the initial attraction of venture capital, as information asymmetries between investors and target firms reduce. In this study we hypothesize that patent activity has a signaling value that diminishes once information asymmetries between investors and funded firms lessen. To study our proposition we draw upon a longitudinal dataset of more than 580 U.S.-based biotechnology firms to empirically demonstrate that biotechnology firms that have submitted patent applications substantially increase the level of funding they receive for their first round of financing. In line with a reduction of information asymmetries once the initial investment has materialized, patent applications and granted patents have no effect on the growth of venture capital funds raised during the second round of financing. We conclude the study with a discussion of avenues for new research, implications for policy makers that consider the usefulness of the current patent system and with insights that can be employed by managers of firms in knowledge intensive areas such as biotechnology. 相似文献
6.
The purpose of this paper is to provide an empirical test of the commercialization route chosen by university scientists funded by the National Cancer Institute (NCI) at the NIH and how their chosen commercialization path is influenced by whether or not the university technology transfer office is involved. In particular, the paper identifies two routes for scientific commercialization. Scientists who select the TTO route by commercializing their research through assigning all patents to their university TTO account for 70% of NCI patenting scientists. Scientists who choose the backdoor route to commercialize their research, in that they do not assign patents to their university TTO, comprise 30% of patenting NCI scientists. The findings show a clear link between the commercialization mode and the commercialization route. Scientists choosing the backdoor route for commercialization, by not assigning patents to their university to commercialize research, tend to rely on the commercialization mode of starting a new firm. By contrast, scientists who select the TTO route by assigning their patents to the university tend to rely on the commercialization mode of licensing. 相似文献
7.
Leveraging a new measure of patent citation trees (Corredoira and Banerjee, 2015), we demonstrate that research funded by the federal government is associated with more active and diverse technological trajectories. Our findings tie government funding to breakthrough inventions. The differences are especially evident at the upper percentiles of the distribution of long term patent influence and stem primarily from research conducted outside the federal government and sponsored by the DOD, HHS and NSF. Government funded patents are inputs into a broader range of technologies. Additional analyses indicate that federal programs invest in some technological areas that private corporations eschew, and federally funded university patents are in different technological classes than non-federally funded university patents. In this sense, the government may play an irreplaceable role in the rate and direction of inventive activity.“Generally speaking, the scientific agencies of Government are not so concerned with immediate practical objectives as are the laboratories of industry nor, on the other hand, are they as free to explore any natural phenomena without regard to possible economic applications as are the educational and private research institutions.” - Vannevar Bush, Science the Endless Frontier”, 1945. 相似文献
8.
The concept of regional technology spill-overs created by university research is one of the most enduring theories within the economic geography and innovation management fields. This article introduces an alternative perspective on academic commercialization, arguing that the quality of a university's regional environment can significantly impact a university's success in commercializing science. Recent research on university technology transfer stresses the importance of personal contacts between academic and industry scientists in driving commercialization. The social structure of the regional economy in which a university is embedded will strongly influence the density of contacts linking university scientists with individuals in industry, and through doing so, impact the density of networks through which university knowledge can be commercialized. Social network analysis is used to examine the quality of social ties linking industry and university scientists within the San Francisco and Los Angeles California biotechnology industries over the 1980–2005 period. Results support the theory that the existence of strong social networks linking inventors heightens university commercialization output. Despite similar university research endowments, universities in San Francisco have dramatically commercialization outputs than San Francisco, which is correlated with the existence of cohesive inventor networks linking industry and university scientists in this region, but not Los Angeles. Moreover, longitudinal analysis shows that the commercialization output of San Francisco universities increased substantially starting in the early 1990s, the time period in which cohesive inventor networks emerged in the region. 相似文献
9.
高校科技成果是地方和国家科技进步、经济发展的重要推动力,高校科技成果的转化基础和转化水平可以较好地反应高校科技成果的转化实力。通过湖南高校专利信息的客观分析结果揭示的专利质量了解湖南高校的科技成果转化基础,通过产学研合作情况、有效专利实施率等了解其转化水平。发现湖南高校96%的专利权利要求数量不到10项、有效专利的专利保护范围偏小、96%的失效专利因未缴年费而终止、专利代理质量未进行统一管理、有效专利实施率偏低。高校传统的被动式、登记式的科研管理模式,以及仅注重科技成果转化利益分配的机制并不利于培育市场需要的高质量专利,也不利于形成促进科技成果转化的生态系统。应用型项目应推动"市场后拉式"的研发模式,专利资助政策向有转化前景的高质量专利倾斜,各高校应建立基于专利全生命周期的科技成果转化机制提升高校专利质量、提高科技成果转化水平。 相似文献
10.
高校是人才集聚和知识集聚的地方,随着建设创新型国家战略的实施,高校的科技投入在不断加大,科技成果数量成快速增长趋势,然专利成果转化数量并不尽人意,受到社会各界的关注。文章以抽样数据分析和描述性统计数据为基础,从高校惯性价值观对专利转化的影响,高校职称评审政策导向对专利转化所产生的影响,高校专利的价值判断对转化的影响,高校专利与产业关联度对专利转化的影响,国家专利政策性导向对高校专利转化所产生的影响,中小企业技术创新能力对高校专利转化所产生的影响,市场技术中介服务能力对高校专利转化的影响等七个方面分析了高校专利转化所受的制约因素,并从高校、政府、市场技术中介、企业四方联动角度,提出了一系列提高高校专利转化率的对策与建议。 相似文献
11.
在知识经济的时代,专利权无疑成为企业重要的竞争资源,许多企业积极申请专利保护,期待专利权带来的效益,唯专利权亦需支付昂贵的成本,其是否对企业绩效具有正向影响是值得探讨之问题,过去未曾有系统性的研究,为厘清此一问题,本研究以台湾1000大制造业为研究对象,搜集2004年至2007年公告之专利权数及专利权种类,分析企业所投入之专利权与企业绩效之关系,研究结果显示专利权数与企业绩效之营业收入、税后纯益有显着的正相关且具有递延效果,其中发明专利与企业绩效之影响大于新型、新式样专利,此现象值得台湾制造业省思。 相似文献
12.
Academic inventors as brokers 总被引：4，自引：0，他引：4
Francesco Lissoni 《Research Policy》2010,39(7):843-857
Academic inventors are university scientists who appear as designated inventors of patents owned either by business companies, academic institutions or individuals. We analyse their relationships with co-inventors, who may be either academic colleagues, students, or, very often, industrial researchers. Gould and Fernandez's (1989) taxonomy of ‘brokerage’ roles is adjusted to patent data, and complemented with information drawn from both academic inventors’ publications and replies to a short questionnaire. Only very few academic inventors are found to hold brokerage positions. Such inventors have a large number of patents, a strong publication record and a higher-than-average share of patents held by companies, rather than universities. Relationships of academic inventors with co-inventors from industry are weaker and less likely to be maintained than those with co-inventors from academia. Academic inventors in gatekeeping positions (between university and industry) maintain the strongest ties with all types of co-inventors. 相似文献
13.
一般认为,科学家尤其是诺贝尔奖科学家科学研究工作成果的主要发表形式是科学论文。但近年来的趋势表明,诺贝尔奖科学家也在大量地申请专利,即便是那些看起来从事基础科学研究的学者,也表现出强烈的专利意识。日本科学家、2012年诺贝尔生理或医学奖得主山中伸弥是其中典型的代表。山中伸弥"论文—专利"行为模式,存在着明显的逻辑合理性和行动连续性,值得我国科学家学习。作为驱动力量的日本科技政策,也值得我国科技政策制定者借鉴参考。 相似文献
14.
【目的/意义】为了促进高校的专利评价能力,更好地服务高校专利工作的推进,建立一种基于组合评价的 专利竞争力评价模型,对高校专利竞争力进行客观评价与认识。【方法/过程】将主成分分析法与熵权法结合,利用 模糊Borda法进行组合评价,并以福建省19所本科高校为例,进行专利竞争力评价分析。【结果/结论】为高校专利 竞争力的评价提供了新思路。评价结果表明,福建省高校专利竞争力整体差距较大,多数高校没有平衡好专利数 量、专利质量与价值的关系,缺乏合理规划。根据评价结论,提出了相应的建议。 相似文献
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17.
Nicola Baldini 《Research Policy》2006,35(4):518-532
This paper focuses on Italian universities’ patenting activities between 1965 and 2002 and on the way they were affected by internal IPR regulations, set as part of broader responses to the increased level of autonomy granted to universities during the 1990s. Our analyses are based on a unique dataset including detailed information on all patents filed by Italian universities and university-level characteristics. Results show that: (1) in the last 10 years, the number of Italian university patents rose substantially; (2) patenting activities almost tripled in universities with an internal IPR regulation, after controlling for several universities’ characteristics, previous patenting activity and time trends; (3) each time a university creates its own patent regulation, there is a 9% increase in the likelihood that universities without any internal patent regulation will adopt one. Implications for university technology transfer policies are discussed. 相似文献
18.
基于我国高校已转移的发明专利,筛选出与本研究直接相关的17500条数据,这些发明专利作为高校技术转移活动中专利技术的载体,是分析高校专利技术转移产出的直接数据来源。以知识转移理论为基础,从转移方、接收方、技术知识特性及技术转移路径四个层面对绩效指标体系进行构建,弥补了现有指标中收益指标过多,评价指标不易获取且分散,实证操作困难等不足。同时应用该指标体系,对我国238所高校专利技术转移绩效进行了综合评价,上海交通大学,清华大学,东南大学位于第一梯队,哈尔滨工业大学、江南大学等高校位于第二梯队,重庆大学、武汉大学等高校位于第三梯队,属于同一梯队的高校,虽综合得分相近,但其绩效表现形式并不相同。 相似文献
19.
专利评价体系是对专利进行分级管理、推进专利转化、提升高科技创新的重要手段。本文基于熵权理论，从专利技术性、法律性和申请人主体三个维度筛选评价指标，选取了适用于中国高校专利状况的15项专利质量评价指标进行研究，提出熵权法权重计算模型，并对17所高校在2011、2015、2019年提交的专利申请进行了实证研究。文章分析了专利质量指标权重演化，并基于时间轴和院校间横向得分对比，得出高校整体专利质量的提升及目标高校专利呈现分化等结论。构建的评价体系可为高校专利分级管理、知识产权运营等工作提供数据支持和思路参考。 相似文献