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1.
National innovative capacity in East Asia   总被引:3,自引:0,他引:3  
The innovative capacity of a country is the basic driving force behind its economic performance; it provides a measure of the institutional structures and support systems that sustain innovative activity. Recent work, such as that by Furman, Porter and Stern (FP&S) frames a concept of national innovation capacity measured by patenting rates, and estimates its institutional sources for a group of 17 OECD countries. In this present paper, we extend and modify the FP&S approach by applying it to five “latecomer” countries from East Asia, none of which was included in the FP&S study. First, we reproduce the FP&S methodology in relation to the five East Asian countries, gathering comparable data over a comparable (but truncated) time period. While our results are in broad agreement with the findings of FP&S, we document some important differences for latecomer East Asian economies: a smaller number of national factors matter, and there seems to be an important (though subtle) role for public R&D expenditure. These findings have important implications for successful catch-up strategies. We supplement these aggregate findings with firm- and institution-level data from Taiwan, where the breakthrough to innovation has arguably proceeded farther than in any other East Asian country. In these ways, we shed light on the process through which a latecomer country is able to close the gap with the more developed countries, by channeling resources towards the raising of its innovative capacity.  相似文献   

2.
日本企业的合作与创新:企业和项目层面分析/FONT   总被引:2,自引:0,他引:2       下载免费PDF全文
    摘要:本文以日本技术水平在上世纪六十至八十年代的快速发展为背景,借助专利信息研究日本的创新特色。本文的着眼点为创新中的合作行为,采用OECD的三极专利族(Triadic Patent Families)数据库、参照特定时期和特定年份的全部专利、并选取两个相似的美国公司,重点对5个日本国际性经营公司创新中的合作行为分企业和项目两个层面进行考察。本文的分析结果显示:日本企业在技术追赶过程中有高于世界水平的联合倾向,这种倾向表现为很强的外生性;日本的项目合作水平也要高于世界水平,这体现了日本的合作性团队文化对于创新中信息共享的重要性。该研究对中国的启示是:应该重视产业政策在促进技术提升中的作用和培养有利于合作的企业文化。    相似文献   

3.
《Research Policy》2023,52(2):104661
Using patent data for a panel sample of European companies between 1995 and 2016 we explore whether the inventive success in Artificial Intelligence (AI) is related to earlier firms’ innovation in the area of Information and Communication Technology (ICT), and identify which company characteristics and external factors shape this performance. We show that AI innovation presents strong dynamic returns (learning effects) and benefits from complementaries with knowledge earlier developed in the area of network and communication technologies, high-speed computing and data analysis, and more recently cognition and imaging. AI patent productivity increases with the scale of firm innovation, and is lower for companies with narrow technological competences. There is evidence of knowledge spillovers from ICT innovators to AI innovators, but this effect is confined to the frontier firms of the new technological field. Our findings suggest that, with the take-off of the new technology, the technological lead of top AI innovators has increased due to the accumulation of internal competences and the expanding knowledge base. These trends help explain the concentration process of the world’s data market.  相似文献   

4.
A new comprehensive patent database based on patent applications filed with the Japanese Patent Office is described. We present the methodology for the construction of this database, the IIP Patent Database, its basic features and we discuss the recent history of patenting in Japan. We also compare citing-cited patterns of Japanese patents in this database with the citing-cited patterns for the same patents registered in the US, using OECD patent family information to identify US counterparts. We found similar patterns in the two countries, although citation is provided by patent examiners in Japan, while in the US a large share of citations is made by inventors.  相似文献   

5.
In this paper, we provide an empirical analysis of evolving knowledge networks of successful patent collaboration at national level in 1980s, 1990s, and 2000s. All countries are classified into main knowledge creators (Organisation for Economic Co-operation and Development (OECD) group) and main knowledge users (non-OECD group) in order to distinguish specific characteristics of knowledge interactions within groups and between groups. The analyses are carried out from four aspects, i.e., the overall distribution of knowledge interactions among countries, the countries’ ability to inhabit and facilitate the knowledge flows among others with the help of flow betweenness measures, the countries’ bridgeness between two groups with the recently developed Q-measures, and the most important bilateral knowledge interactions. Results show that although most of the international knowledge interactions still take place within the OECD group, the non-OECD countries have improved their performance significantly. They participate much more in international patenting and collaborations and play much more important roles in facilitating knowledge interactions among others. Among them, China and Taiwan are two most dazzling new stars according to their performance in international knowledge interactions. Considering together with their rapidly improved world competitiveness, the findings indicate that the wide and deep participation in international knowledge interactions may have great contribution to the economic competitiveness.  相似文献   

6.
Norwegian business spending on R&D is low by OECD standards. To stimulate business R&D, in 2002 the Norwegian government introduced a tax-based incentive, SkatteFUNN. We analyze the effects of SkatteFUNN on the likelihood of innovating and patenting. Using a rich database for Norwegian firms, we find that projects receiving tax credits result in the development of new production processes and to some extent the development of new products for the firm. Firms that collaborate with other firms are more likely to be successful in their innovation activities. However, the scheme does not appear to contribute to innovations in the form of new products for the market or patenting.  相似文献   

7.
China's national innovative capacity   总被引:5,自引:0,他引:5  
China is transforming itself into the workshop of the world, building an export-oriented national production system linked by global value chains to the world's leading economies. But to what extent is it laying the foundations for moving from imitation to innovation? In this first study of China's national innovative capacity, we extend earlier work conducted on the East Asian Tiger economies, and bring it up to the year 2005. We demonstrate a surge in patenting activity by Chinese firms and organizations since 2001, and analyze the drivers behind this, as well as the quality characteristics of the patenting - in terms of intensity, impact and links with the science base. We have some striking findings to report, including the strong role played by universities in the building of China's national innovative capacity over the last 15 years, and the puzzling apparent lack of contribution of the public sector in reinforcing China's national innovative capacity. On the latter point we suggest that the role of public sector institutions has been mixed, and only exerts its effects after reforms streamlined the system and brought many of the institutions into the private sector.  相似文献   

8.
We investigate the relationship between patenting activity and the population size of metropolitan areas in the United States over the last two decades (1980-2001). We find a clear superlinear effect, whereby new patents are granted disproportionately in larger urban centers, thus showing increasing returns in inventing activity with respect to population size. We characterize this relation quantitatively as a power law with an exponent larger than unity. This phenomenon is commensurate with the presence of larger numbers of inventors in larger metropolitan areas, which we find follows a quantitatively similar superlinear relationship to population, while the productivity of individual inventors stays essentially constant across metropolitan areas. We also find that structural measures of the patent co-authorship network although weakly correlated to increasing rates of patenting, are not enough to explain them. Finally, we show that R&D establishments and employment in other creative professions also follow superlinear scaling relations to metropolitan population size, albeit possibly with different exponents.  相似文献   

9.
The increased patenting activity of foreign nationals in the United States has been a source of recent concern, and the fear has been expressed that the US is becoming relatively less technologically inventive. This paper investigates some possible causes of the increased foreign patenting activity and also briefly examines the determinants of patent filings by a country's own residents. The countries covered include: Canada, France, West Germany, Japan, the Netherlands, Sweden, Switzerland, the United Kingdom, and the United States.Based on data on patent applications filed and some preliminary regression analysis, the paper finds that the rising foreign patenting activity in the US probably does not reflect increased foreign inventiveness vis-à-vis the US. However, foreign innovativeness may be increasing relative to the US. Over the period 1963 – 1974, the domestic patent base, measured by the number of patent applications filed by nationals in their home countries, has shown little change in any country except for Japan. Rather, multiple patent applications and a greater propensity to patent abroad, induced by the possibilities of exporting, appear to be the sources of the increase in foreign patent applications in the US and also in Japan.  相似文献   

10.
We examine the effect of national political institutions on patent application rates. The expected future value of a patent, like any other form of property, depends at least partially on certainty about the future. In circumstances where policy stability is greatest, and hence political uncertainty least, one should expect more aggressive pursuit of intellectual property rights. We test these ideas using a 27 year panel of Latin American and Caribbean nations, estimating US patent applications and domestic patent applications by local inventors for each observation, and holding other economic and technological inputs to innovation constant. Our principal finding is that political stability matters to patenting. For US patent applications institutional system tenure, regardless of system type, increases patent applications. For domestic patent applications, institutional stability has either a weakly negative or insignificant effect, a result we attribute to generally escalating local patenting standards over time. The type of government influences both US and domestic patent applications rates, with a veto-players institutional coding better predicting marginal patenting rates than regime type.  相似文献   

11.
Like the US before it, Japan has adopted a series of policy initiatives designed to encourage the commercialization of academic science. However, such initiatives may also adversely affect “open-science”. Based on matched surveys of almost 1000 researchers in Japan and over 800 in the US, the paper examines rates of commercial activity, reasons to patent, and secrecy related to research results. In particular, it examines the extent to which participation in commercial activity is associated with publication secrecy. The results show that patenting rates are higher in Japan, while industry funding is more common in the US. In addition, the overall level of publication secrecy is greater in Japan. And, in both countries, individuals who are commercially active are less likely to share their research results through publication. But, patents are less directly linked to commercial activity in Japan than in the US, and have less impact on academic secrecy. The results suggest that academic entrepreneurship is associated with reduced participation in open science, but that the extent of adverse effects depends significantly on institutional context.  相似文献   

12.
Patents, venture capital, and software start-ups   总被引:1,自引:0,他引:1  
This paper analyzes the relation between the patenting behavior of startup firms and the progress of those firms through the venture capital cycle. Linking data relating to venture capital financing of software startup firms with data concerning the patents obtained by those firms, we find significant and robust positive correlations between patenting and several variables measuring the firm's performance (including number of rounds, total investment, exit status, receipt of late stage financing, and longevity). The data also show that (1) only about one in four venture-backed software firms acquired even one patent during the period of the study; (2) patenting practices very considerably among the sub-sectors of the software industry; and (3) the relationship between patent metrics and firm performance depends less on the size of the patent portfolio than on the firm's receipt of at least one patent.  相似文献   

13.
Modeling the relative efficiency of national innovation systems   总被引:2,自引:0,他引:2  
Although a large amount of past research has theorized about the character of national innovation systems (NISs), there has been limited process-oriented empirical investigation of this matter, possibly for methodological reasons. In this paper, we first propose a relational network data envelopment analysis (DEA) model for measuring the innovation efficiency of the NIS by decomposing the innovation process into a network with a two-stage innovation production framework, an upstream knowledge production process (KPP) and a downstream knowledge commercialization process (KCP). Although the concept of innovation efficiency is a simplification of the innovation process, it may be a useful tool for guiding policy decisions. We subsequently use a second-step partial least squares regression (PLSR) to examine the effects of policy-based institutional environment on innovation efficiency, considering statistical problems such as multicollinearity, small datasets and a small number of distribution assumptions. The hybrid two-step analytical procedure is used to consider 22 OECD (Organisation for Economic Co-operation and Development) countries. A significant rank difference, which indicates a non-coordinated relationship between upstream R&D (research and development) efficiency and downstream commercialization efficiency, is identified for most countries. The evidence also indicates that the overall innovation efficiency of an NIS is mainly subject to downstream commercial efficiency performance and that improving commercial efficiency should thus be a primary consideration in future innovation policy-making in most OECD countries. Finally, the results obtained using PLSR show that the various factors chosen to represent the embedded policy-based institutional environment have a significant influence on the efficiency performance of the two individual component processes, confirming the impact of public policy interventions undertaken by the government on the innovation performance of NISs. Based on these key findings, some country-specific and process-specific innovation policies have been suggested.  相似文献   

14.
Foreign patenting in the U.S. has been considered to be a useful technology indicator in comparisons between countries. In order to shed light on this topic, this paper will try to explain foreign patenting in the U.S. by way of data for one country - Norway.A crucial question is what role is played by exports in explaining the foreign patent activity. Is the U.S. patenting just an indicator of the export performance, or is it the other way around; that technology - measured by foreign patent activity - is an important trade explanatory variable.The first part of this paper deals with the relationship between Norwegian U.S. patenting and export to the U.S. by way of time-series analysis on data from 1883 to 1980. Then some more detailed analysis are done on industry-level data from 1920 and from 1960–1980. An hypothesis is further tested for the possible relationship between foreign U.S. patenting and the international business-cycles. Finally a detailed but tentative analysis is done on firm-level data for the years 1969–1980.The results lend partial support to the assumption that foreign U.S. patent activity reflects innovative activity in the country where the patents originated. A major advantage in using foreign patenting in the U.S. as a technology indicator, is that this type of data in general seems to be of a higher quality than domestic patent data.  相似文献   

15.
Deli Yang   《Research Policy》2008,37(6-7):1035-1046
This paper compares and contrasts the invention patents of the US and China focusing on the application and granting practices. The findings show that both countries appear to make efforts to provide equal treatment to domestic and foreign applicants for patents in terms of pendency, but domestic applicants seem to enjoy more certainty of the patent being granted within the pendency period than foreign applicants in both countries. As regards grants, the US is equal in granting patents to domestic and foreign applications; China appears to give preferential treatment to domestic applications. Such practices have implications for both patenting policy and activities.  相似文献   

16.
《Research Policy》2023,52(1):104644
The paper elaborates an empirical study on the relation between trade competitiveness and energy policy based on a bilateral gravity model applied to a panel of 19 EU countries over the period 1990–2015. We focus on harmonisation of domestic policies and on the speed of convergence towards low-carbon energy targets. By explicitly connecting international trade with innovation and economic competitiveness, we fill a gap in the literature on the sustainable energy transition. Our analysis yields three main findings. First, bilateral policy alignment matters for trade performance. Second, the more balanced and comprehensive the domestic policy mix, the higher the export capacity. Third, countries at the frontier of the EU transition process gain market shares at the expense of those lagging behind.  相似文献   

17.
《Research Policy》2019,48(9):103810
We analyze the impact of accession to the regional patent system established by the European Patent Convention (EPC) on 14 countries that acceded between 2000 and 2008. We look at changes in patenting behavior by domestic and foreign applicants at the national patent offices and the European Patent Office (EPO). We find a strong change in patent filing behavior among foreigners seeking patent protection in the accession states, substituting EPO patents for domestic patents immediately. However, there is no discernible reaction among domestic entities in terms of domestic filings, although we do find some evidence that applicants in accession states increased their propensity to file patents with the EPO post-accession. Inventors in accession countries also increase their patent filings slightly post-accession, both at the EPO and at the national offices.  相似文献   

18.
综合专利活动影响企业绩效的相关理论和实证结果,提出了三条基本假设,并基于55家中国电子信息百强企业在1996年到2007年的面板数据,应用多项式分布滞后(PDL)模型对假设进行了验证。研究发现在我国电子信息产业,专利活动可以显著地提高企业绩效,而且专利申请对销售收入的贡献高于专利授权,专利授权对利润的贡献高于专利申请。  相似文献   

19.
陈琢  杨振兵 《科研管理》2020,41(3):247-255
“重理轻文”是长期以来积攒的科研弊病,那么从科研技术效率的角度来看是否如此呢?本文以2009-2014年中国大陆31个省高校科研活动为研究对象,采用随机前沿分析方法对中国大陆高校理工农医类与人文社科类科研技术效率进行测算与比较分析。研究发现:理工农医类的科研技术效率要明显高于人文社科类,且差距随着时间的推移而不断扩大;初始拥有较多科研资源的东部地区理工农医类与人文社科类的科研技术效率均较高,但后期被中西部地区赶超;不同省市的科研技术效率差异较大,少数省市依然存在“重理轻文”科研观念。因此,合理配置不同地域科研资源,实现不同学科的均衡发展,是今后一段时期内科研领域的工作重点。  相似文献   

20.
Martin Meyer   《Research Policy》2006,35(10):1646
This paper explores the relationship between scientific publication and patenting activity. More specifically, it examines for the field of nano-science and nano-technology whether researchers who both publish and patent are more productive and more highly cited than their peers who concentrate on scholarly publication in communicating their research results. This study is based on an analysis of the nano-science publications and nano-technology patents of a small set of European countries. While only a very few nano-scientists appear to hold patents in nano-technology, many nano-inventors seem to be actively publishing nano-science research. Overall, the patenting scientists appear to outperform their solely publishing (non-inventing) peers in terms of publication counts and citation frequency. However, a closer examination of the highly active and highly cited nano-authors points to a slightly different situation. While still over-represented among the highly cited authors, inventor-authors appear not to be among the most highly cited authors in that category, with a single notable exception. One policy implication is that, generally speaking, patenting activity does not appear to have an adverse impact on the publication and citation performance of researchers.  相似文献   

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