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1.
在传统的创新系统、环境系统和能源系统等多重影响因素的基础上,尝试纳入政策工具系统,构建P-IEE分析框架,以太阳能技术为例,通过整体检验和分组检验综合探寻政策工具对可再生能源技术创新能力的影响。整体检验结果发现:需求拉动和技术推动政策工具对太阳能技术创新能力提升均有促进作用,比较而言,需求拉动工具中的价格型工具比数量型工具的促进作用更为显著;分组检验结果显示:资源不丰富地区太阳能技术创新能力主要受技术推动工具的影响,而在资源丰富地区,需求拉动工具中的价格型工具促进作用更为显著。 相似文献
2.
The impact of technology-push and demand-pull policies on technical change - Does the locus of policies matter? 总被引：1，自引：0，他引：1
Michael Peters Malte SchneiderTobias Griesshaber Volker H. Hoffmann 《Research Policy》2012,41(8):1296-1308
How to foster technical change is a highly relevant and intricate question in the arena of policymaking. Various studies have shown that technology-push and demand-pull policies induce innovation. However, there is a lack of work that distinguishes between the loci of policy support when assessing the policy-innovation relationship. We address this gap by shedding light on the question how the innovation effects of domestic and foreign demand-pull and technology-push policies differ. Using solar photovoltaic modules as a research case we conduct a panel analysis on 15 OECD countries over the period 1978 through 2005 with patent data. Three key findings emerged: First, our analyses find no evidence that domestic technology-push policies foster innovative output outside of national borders. Second, both domestic and foreign demand-pull policies trigger innovative output in a country. Third, we detect no indication that market growth induced by domestic demand-pull policies leads to more national innovative output than market growth induced by foreign demand-pull policies. Consequently, demand-pull policies create significant country-level innovation spillovers, which could disincentivize national policymakers to engage in domestic market creation. Based on these findings we discuss the need to establish supranational demand-pull policy schemes in order to address the spillover issue. 相似文献
3.
《Research Policy》2022,51(6):104528
Business model innovation (BMI) is often complementary to technological innovation and offers novel and sustainable value creation opportunities. Enabling BMI through policy is difficult, however, and not yet well understood in practice or theory. We build on the quickly evolving literature on policy mixes to develop a theoretical model which explains how policy strategies and instruments shape the conditions for BMI. We derive the model inductively by studying the emergence of an off-grid renewable energy BMI in sub-Saharan Africa which proposes to actively create sustainable development in rural areas as opposed to merely increase energy access, drawing from 61 interviews with companies and industry experts as well as policy documents across six African countries. Our model has three core theoretical implications. First, focusing on policy strategies, policy instruments and their respective interactions, we uncover a set of mechanisms that explain how policy mix elements combine to create conducive conditions for BMI. Second, we shed light on the role of multiple objectives and goals within a policy mix for fostering BMI, which, if balanced appropriately, can create a productive tension between support and constraints. Third, we suggest the distinction between sector-specific and society-wide policy mixes as an analytical tool to study these tensions in policy mix research. 相似文献
4.
P. Wiseman 《Research Policy》1983,12(6):329-339
The demand-pull theory of invention and innovation has drawn much of its support from the work of Jacob Schmookler on patent time series. In this work, Schmookler found no evidence that scientific discoveries or major inventions had provided the stimulus for important inventions. However, it is argued here that his method was not well designed to detect such effects.Any effect of a particular scientific or technological development is likely to occur in a rather narrow area of technology, so that detection of science-push and technology-push will be favoured by the examination of narrow areas of inventive activity. Manufacturing processes for groups of chemical products subject to similar demand-side factors provide convenient such areas.In this study time series of patents on processes for eight intermediates for synthetic fibres have been examined. They are not consistent with a simple demand-pull theory, but rather with the view that inventive activity is affected both by demand and by technological opportunity. Two of the intermediates have been examined in detail, and evidence has been presented that in one case a major invention arose from science-push and in the other one arose from technology-push. 相似文献
5.
《Research Policy》2019,48(10):103758
Climate change and sustainable development are the defining challenges of the modern era. The field of sustainability transitions seeks systematic solutions for fundamental transformations of socio-technical systems towards sustainability, and exploring the role of policy mixes has been a central research agenda within the field. In the extant literature, there exists a lack of both conceptual and empirical research on the vertical dimension of policy mixes for sustainability transitions. This study provides a multilevel and evolutionary interpretation of the vertical interactions of policy mixes in the process of industrial path development towards sustainability transitions. An exemplary case of solar water heating (SWH) technology in Shandong Province in China is presented, capturing both the bottom-up and top-down processes of interactions. On the one hand, urban-level policy initiatives can inform higher-level policymaking; on the other hand, national-level priorities can greatly configure policy strategies for lower-level governments. Moreover, as the industry matures, the interactions of multilevel policy mixes evolve from simpler, unidirectional patterns to more complex, bidirectional ones through a vertical policy-learning feedback mechanism. This study generates two important policy implications that extend beyond the Chinese context: first, dynamic vertical interactions between multilevel governments indicate the need to develop more nuanced perspectives on the design of policy mixes; second, policy makers need to hold a more dynamic view of policy mixes by recognizing their temporal and coevolutionary nature through the policy learning process. 相似文献
6.
《Research Policy》2019,48(10):103614
This article proposes the extension of a conceptual framework aimed at analysing policy mixes and their outcomes and demonstrates its value added for the study of sustainability transitions. The argument is that policy mixes research should not focus only on the form of policy instruments, but also on their implementation context. Policy mix form designates the specific policy instruments that are involved according to a policy strategy. Policy mix context includes the specific setting where each policy measure is implemented, such as enterprise or family. It also includes the specific target group of each measure, such as youth or smokers. We apply this conceptual framework to the policy concept and implementation of tobacco control policies in Switzerland, which are an exemplary case for analysing transitions as they are geared towards behavioural change. In a mixed method approach, we triangulate different sets of quantitative and qualitative indicators in order to assess the implementation of eleven subnational policy mixes. Our findings show that taking into account the moderating role of settings between policy instruments and target groups allows for a more in depth analysis of policy processes. Observing the interactions between the four elements policy instruments, policy strategy, the implementation settings and the target groups allows capturing the complexity of policy mixes, at the crossroads of policy design, policy implementation and policy outcomes. Taking implementation settings and target groups into account in the analysis of policy mixes allows for a refined understanding of policy compliance and thus, from a broader perspective, of sustainability transitions. 相似文献
7.
《Research Policy》2019,48(10):103555
Understanding how policymaking processes can influence the rate and direction of socio-technical change towards sustainability is an important, yet underexplored research agenda in the field of sustainability transitions. Some studies have sought to explain how individual policy instruments can influence transitions, and the politics surrounding this process. We argue that such individual policy instruments can cause wider feedback mechanisms that influence not only their own future development, but also other instruments in the same area. Consequently, by extending the scope of analysis to that of a policy mix allows us to account for multiple policy effects on socio-technical change and resultant feedback mechanisms influencing the policy processes that underpin further policy mix change. This paper takes a first step in this regard by combining policy studies and innovation studies literatures to conceptualise the co-evolutionary dynamics of policy mixes and socio-technical systems. We focus on policy processes to help explain how policy mixes influence socio-technical change, and how changes in the socio-technical system also shape the evolution of the policy mix. To do so we draw on insights from the policy feedback literature, and propose a novel conceptual framework. The framework highlights that policy mixes aiming to foster sustainability transitions need to be designed to create incentives for beneficiaries to mobilise further support, while overcoming a number of prevailing challenges which may undermine political support over time. In the paper, we illustrate the framework using the example of the zero carbon homes policy mix in the UK. We conclude with deriving research and policy implications for analysing and designing dynamic policy mixes for sustainability transitions. 相似文献
8.
Josie Coburn Frederique Bone Michael M. Hopkins Andy Stirling Jorge Mestre-Ferrandiz Stathis Arapostathis Martin J. Llewelyn 《Research Policy》2021,50(4):104140
This article provides prospective appraisal of key policy instruments intended to stimulate innovation to combat antimicrobial resistance (AMR). AMR refers to the ability of microbes to evolve resistance to those treatments designed to kill them, and is associated with the overuse or misuse of medicines such as antibiotics. AMR is an emerging global challenge with major implications for healthcare and society as a whole. Diagnostic tests for infectious diseases can guide decision making when prescribing medicines, so reducing inappropriate drug use. In the context of growing international interest in policies to stimulate innovation in AMR diagnostics, this study uses multicriteria mapping (MCM) to appraise a range of policy instruments in order to understand their potential performance while also highlighting the uncertainties that stakeholders hold about such interventions in complex contexts. A contribution of the article is the demonstration of a novel method to analyse and visualise MCM data in order to reveal stakeholder inclinations towards particular options while exploring interviewees’ uncertainties about the effectiveness of each instrument's design or implementation. The article reports results from six European countries (Germany, Greece, Italy, the Netherlands, Spain and the UK). The findings reveal which policy instruments are deemed most likely to perform well, and why, across stakeholder groups and national settings, with areas of common ground and difference being identified. Importantly, the conclusions presented here differ from prominent policy discourse, with international implications for the design of mixes of policy instruments to combat AMR. Strategic and practical methodological implications also emerge for general appraisal of innovation policy instrument mixes. 相似文献
9.
《Research Policy》2022,51(6):104535
While innovation policy mixes combining several policy instruments have been advocated as a response to complex problems, there is very little evidence of their effectiveness compared to that of individual instruments. By considering a set of Italian regional policy programmes implemented in 2011–2014, we analysed a policy mix composed of: (i) technology and innovation advisory services, the aim of which is to help small and medium enterprises (SMEs) to gain a better awareness of their innovation needs and of how to address them; and (ii) innovation vouchers, which are used to subsidise SME purchases of knowledge-intensive services. To draw causal inferences on their differential effectiveness, we adopted a propensity-score-matching approach extended to multiple treatment levels.We found that advisory services are more effective than innovation vouchers and as effective as policy mixes in increasing SME propensity to innovate and engage in R&D collaborations. Conversely, policy mixes are more effective than each individual instrument in increasing productivity. Hence, merely providing SMEs with technology and innovation advice is not sufficient to elicit productivity improvements; SMEs also need to act on such advice by working with external providers of knowledge-intensive services in order to implement efficiency-producing changes. 相似文献
10.
《Research Policy》2019,48(10):103832
There has been an increasing interest in science, technology and innovation policy studies in the topic of policy mixes. While earlier studies conceptualised policy mixes mainly in terms of combinations of instruments to support innovation, more recent literature extends the focus to how policy mixes can foster sustainability transitions. For this, broader policy mix conceptualisations have emerged which also include considerations of policy goals and policy strategies; policy mix characteristics such as consistency, coherence, credibility and comprehensiveness; as well as policy making and implementation processes. It is these broader conceptualisations of policy mixes which are the subject of the special issue introduced in this article. We aim at supporting the emergence of a new strand of interdisciplinary social science research on policy mixes which combines approaches, methods and insights from innovation and policy studies to further such broader policy mix research with a specific focus on fostering sustainability transitions. In this article we introduce this topic and present a bibliometric analysis of the literature on policy mixes in both fields as well as their emerging connections. We also introduce five major themes in the policy mix literature and summarise the contributions made by the articles in the special issue to these: methodological advances; policy making and implementation; actors and agency; evaluating policy mixes; and the co-evolution of policy mixes and socio-technical systems. We conclude by summarising key insights for policy making. 相似文献
11.
Policy mixes may play a crucial role in redirecting and accelerating innovation towards low-carbon solutions, thus addressing a key societal challenge. Towards this end, some argue that the characteristics of such policy mixes matter greatly, yet with little empirical evidence backing up such claims. In this paper we explore this link between policy mix characteristics and low-carbon innovation, using the research case of the transition of the German electricity system towards renewable energy. Our empirical insights are based on an innovation survey administered to German manufacturers of renewable power generation technologies which builds on the Community Innovation Survey. For our purposes we adjusted the survey to better capture companies’ perceptions of policy mixes. Employing a bivariate Tobit model we find evidence that companies’ perceptions regarding the consistency and credibility of the policy mix are positively associated with their innovation expenditures for renewable energies, and this positive link intensifies when considering the mutual interdependence of these policy mix characteristics. In contrast, neither the comprehensiveness of the instrument mix nor the coherence of policy processes were found to be related to innovation expenditures. Overall, these findings suggest that future research on low-carbon and eco-innovation should pay greater attention to the characteristics of policy mixes, rather than focusing on policy instruments only. Finally, our findings indicate a need to consider how policy may be measured in innovation surveys to generate better informed policy advice regarding the greening of innovation. 相似文献
12.
This paper explores links between the development of innovation theory since the late 1970s, and the evolution of innovation policy ideas, primarily in the 1990s. The argument is that there is a close connection between theory and policy, so that theory and policy learning can be seen as an integrated, co-evolving and interactive process. We analyse the theory-policy learning link in terms of two phases. We suggest that the complex economic crisis of the 1970s created an opening for rival analyses of events. During the 1980s, the development of evolutionary theories (pioneered by Nelson and Winter) and of empirically-based theories of the innovation process (pioneered by Nathan Rosenberg) created a framework in which policy agencies could consider heterodox ideas concerning objectives and instruments of public policy. By the early 1990s policy-makers, particularly in Europe, came to see RTD and innovation policies not just as important arenas of action in themselves, but as instruments towards more wide ranging policy objectives. The policy agencies involved, though hierarchical, were characterised by relatively open structures that permitted a degree of intellectual diversity: so organisations like the OECD and the European Commission played a central role, whereas the World Bank, for example, did not. Increasing policy interest stimulated a second phase of research in the 1990s, sponsored both nationally and by various EU programmes, in which expanding the innovation-oriented knowledge base became a significant objective for policy-makers. The paper argues that the theory-policy link has been central to the intellectual development of this field, which would have been impossible within the constraints of existing disciplinary structures and university funding systems. At the same time the analytical achievements have permitted a wide expansion in the conceptualization of policy targets and in the design of instruments available to policy-makers. In a sense, this is itself an evolutionary story: of a crisis and a conjunctural niche that permitted the creation and (so far) survival of a set of diverse and certainly non-conventional ideas. 相似文献
13.
利用1990-2012年中国和俄罗斯425条技术创新政策构建数据库,从政策目标、政策工具和政策执行三个方面选取20个政策变量进行政策全景描述,运用二元logistic回归方法比较四个时间段以及全阶段下中俄技术创新政策演进差异。研究发现:技术创新政策目标方面,中国更关注技术开发、技术出口和科技成果转化,俄罗斯则更强调技术引进和消化吸收;技术创新政策工具方面,俄罗斯在多种政策工具的使用上显著多于中国;技术创新政策执行方面,两国政策颁布机构级别不同,且俄罗斯颁布了更多法律形式的技术创新政策。 相似文献
14.
基于企业技术创新激励的环境工具的最优选择——利用排序多元Logit模型及离散计数数据模型的实证分析 总被引：1，自引：0，他引：1
以往关于环境政策工具对企业技术创新激励效应的研究都是基于简单的线性回归分析,不能对环境政策工具的企业技术创新激励效应进行明确的比较与排序。有鉴于此,本文首先采用排序多元Logit模型,基于上海市相关数据,对排放标准、排污费、补贴及排污许可证,四种环境政策工具进行比较与排序。研究发现,工业废水排放量、废气排放量与政府对该产业施行的环境政策工具从补贴、排放许可证、排污费到排放标准的选择概率成反比;产业集中度、技术创新与政府对该产业施行的环境政策工具从补贴、排放许可证、排污费到排放标准的选择概率成正比。其次,本文通过模型预测发现,上海市各产业目前实际实施的环境政策工具与预测环境政策工具之间存在差异,并得出各产业的最优环境政策工具的选择。最后,通过离散计数数据模型得出,四种环境政策工具对企业技术创新都有正的激励效应,其排序为：补贴、排污费、排污许可证、排放标准。研究成果可以为政府选择最优环境政策工具提供决策依据。 相似文献
15.
本文从产业创新链和政策工具两个维度构建了新兴产业政策研究的理论框架,选取五个典型的发达国家和"金砖国家",以新能源汽车产业为例运用内容分析法对比研究了相关政策。研究发现:从产业创新链的角度,政策的制定与出台必须结合产业的发展规律;从政策工具的角度,政策的侧重与完善必须瞄准产业发展的瓶颈;十个国家的政策样本表明,政策的完善程度与产业的发展实际基本一致。进一步,针对中国新能源汽车产业政策体系存在的问题,从加大供给端政策的出台力度、环境支撑端特别重视充/换电等基础设施的建设、需求端采取"短期以公共交通为主,长期发展私人交通"的策略三个方面提出相应的政策建议。 相似文献
16.
在政策工具和创新价值链双重视角下,本文选取美国、欧盟、日本、韩国和以色列五个国家的科技成果转化政策作为研究对象,比较分析五个国家在政策手段和目的上的特点与差异,以期为中国科技成果转化政策的完善给予政策指引。结果表明,五个国家的供给型政策工具和环境型政策工具存在过溢现象,需求型政策工具运用不足。在推动创新价值链各环节中,不同国家在不同环节的侧重点有所不同,同一环节运用的政策工具类型存在较大差异。美国、日本和以色列等国家在研究开发阶段运用的政策工具比在商业化与产业化阶段来得多,欧盟和韩国的情况则相反,但五个国家在生产试验阶段运用的政策工具都最少。 相似文献
17.
《Research Policy》2022,51(1):104412
While experimentation is at the heart of sustainability transitions, little attention has been paid to policy experimentation and its effects in advancing transitions. Drawing on the literatures on policy experimentation and institutional change in the context of sustainability transitions, we analyse an in-depth case study of the development of Mobility as a Service (MaaS) in Finland – one of the first countries globally to advance MaaS by government support. Our findings show how a potentially disruptive innovation, MaaS, can be traced back to a longer process of administrative reorientation and restructuring, i.e. gradual transformation in institutions, and has benefitted from cycles of policy experimentation, combined with the sequencing of policy strategies and further changes in the policy mix. Administrative restructuring has enabled policy experimentation that has led - via new vision building, networking and learning - to major regulatory change allowing market creation for MaaS. We conclude that the dynamics of policy mixes in transitions are influenced by short-term policy experimentation and long-term institutional change. More generally, institutional change is vital for enabling a favourable context for policy experimentation in sustainability transitions that in turn provides cognitive and normative learning to inform further institutional change. 相似文献
18.
任务导向型创新政策:框架理论与实践 《科学学研究》2023,41(1):30-37
任务导向型创新政策是为应对重大社会挑战而兴起的新政策范式，已成为许多国家解决“急、难、险、重”等科学问题的系统性政策干预方案。文章围绕任务导向型创新政策的概念内涵、要素构成、主要特征、理论解释与政策实践等不同维度展开全面分析。研究表明，任务导向型创新政策主要由政策目标、政策主体、政策工具和政策过程等要素构成，并具有方向引导、市场创建、协同参与和动态评估等特征。转型失灵理论为任务导向型创新政策干预创新活动的合法性提供了理论解释。现有任务导向型创新政策实践主要聚焦于保障国防安全、实现产业追赶和应对重大社会挑战三个方面。研究可为中国制定和实施任务导向型创新政策提供理论支撑和经验借鉴。 相似文献
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20.
The net neutrality debate is one of several sites of struggles to adapt and redefine rights and obligations of stakeholders in the Internet-centric communications system. Its outcomes will shape the future of the Internet and influence the level and distribution of its benefits. We identify key values that drive the net neutrality discussion and examine the governance mechanisms proposed to achieve these objectives. We find that there is no single policy instrument that allows realization of the range of valued political and economic objectives simultaneously. Contrary to some of the claims advanced in the current debate, safeguarding multiple goals requires a combination of instruments that will likely involve government and nongovernment measures. Furthermore, promoting goals such as the freedom of speech, political participation, investment, and innovation calls for complementary policies. 相似文献